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A Hybrid Deep-Learning Model for El Ni\~no Southern Oscillation in the Low-Data Regime

Schlör, Jakob, Newman, Matthew, Thuemmel, Jannik, Capotondi, Antonietta, Goswami, Bedartha

arXiv.org Artificial Intelligence

While deep-learning models have demonstrated skillful El Ni\~no Southern Oscillation (ENSO) forecasts up to one year in advance, they are predominantly trained on climate model simulations that provide thousands of years of training data at the expense of introducing climate model biases. Simpler Linear Inverse Models (LIMs) trained on the much shorter observational record also make skillful ENSO predictions but do not capture predictable nonlinear processes. This motivates a hybrid approach, combining the LIMs modest data needs with a deep-learning non-Markovian correction of the LIM. For O(100 yr) datasets, our resulting Hybrid model is more skillful than the LIM while also exceeding the skill of a full deep-learning model. Additionally, while the most predictable ENSO events are still identified in advance by the LIM, they are better predicted by the Hybrid model, especially in the western tropical Pacific for leads beyond about 9 months, by capturing the subsequent asymmetric (warm versus cold phases) evolution of ENSO.


ResoNet: Robust and Explainable ENSO Forecasts with Hybrid Convolution and Transformer Networks

Lyu, Pumeng, Tang, Tao, Ling, Fenghua, Luo, Jing-Jia, Boers, Niklas, Ouyang, Wanli, Bai, Lei

arXiv.org Artificial Intelligence

Recent studies have shown that deep learning (DL) models can skillfully predict the El Ni\~no-Southern Oscillation (ENSO) forecasts over 1.5 years ahead. However, concerns regarding the reliability of predictions made by DL methods persist, including potential overfitting issues and lack of interpretability. Here, we propose ResoNet, a DL model that combines convolutional neural network (CNN) and Transformer architectures. This hybrid architecture design enables our model to adequately capture local SSTA as well as long-range inter-basin interactions across oceans. We show that ResoNet can robustly predict ESNO at lead times between 19 and 26 months, thus outperforming existing approaches in terms of the forecast horizon. According to an explainability method applied to ResoNet predictions of El Ni\~no and La Ni\~na events from 1- to 18-month lead, we find that it predicts the Ni\~no3.4 index based on multiple physically reasonable mechanisms, such as the Recharge Oscillator concept, Seasonal Footprint Mechanism, and Indian Ocean capacitor effect. Moreover, we demonstrate that for the first time, the asymmetry between El Ni\~no and La Ni\~na development can be captured by ResoNet. Our results could help alleviate skepticism about applying DL models for ENSO prediction and encourage more attempts to discover and predict climate phenomena using AI methods.


Response to Comment on "No consistent ENSO response to volcanic forcing over the last millennium"

Science

Robock claims that our analysis fails to acknowledge that pan-tropical surface cooling caused by large volcanic eruptions may mask El Niño warming at our central Pacific site, potentially obscuring a volcano–El Niño connection suggested in previous studies. Although observational support for a dynamical response linking volcanic cooling to El Niño remains ambiguous, Robock raises some important questions about our study that we address here. Modeling studies suggest that the El Niño–Southern Oscillation (ENSO) is sensitive to sulfate aerosol forcing associated with explosive volcanism, yet observational support for a dynamical chain of events linking large volcanic cooling to El Niño occurrences remains inconclusive. In Dee et al. (1), we used absolutely dated fossil corals from the central tropical Pacific to test ENSO's response to large volcanic eruptions. Superposed epoch analysis reveals a weak tendency for an El Niño–like response in the year after an eruption, but this response is not statistically significant, nor does it appear after the outsized 1257 Samalas eruption.